W Blair Spencer

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2019-03-19

CO RA
APPROVED

Since 2019-03-19

Branch Locations

Denver, CO • United States

5613 Dtc Parkway Suite 600, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/2010	06/2020
Equitable Advisors, Llc	New York	NY	09/2010	Present

09/2010 → 06/2020

Axa Advisors, Llc

New York, NY
09/2010 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. REALTY BENEFIT SERVICES; 1087 MOUNT EARE RD, WASHINGTON CROSSING, PA, 18977; SALES ASSOCIATE; START 10/22/2020; APPROX 40 HOURS/MONTH. 2. DERGALIS ASSOCIATES LLC; 210 LAKE DRIVE EAST, SUITE 310, CHERRY HILLS NJ 08002; SALES ASSOCIATE; START 10/26/2020; APPROX 32 HOURS/MONTH. 3. SEVEN EAGLE CAPITAL LLC; 3229 W 23RD AVE, DENVER, CO 80211; OWNER - MANAGING RENTAL PROPERTIES; START 7/25/2025; APPROX 8 HOURS/MONTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-03-25

S66 Uniform Combined State Law Examination

2011-03-25

View on SEC IAPD