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David Francis Schmidt

LPl Financial LLC

Jamison, PA

CRD 5847803

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-07-26
TX RA APPROVED_RES 2015-06-05
OH RA APPROVED 2015-05-29
  • PA RA
    APPROVED
    Since 2023-07-26
  • TX RA
    APPROVED_RES
    Since 2015-06-05
  • OH RA
    APPROVED
    Since 2015-05-29

Branch Locations

Jamison, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 05/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-18
  • S66 Uniform Combined State Law Examination
    2012-05-18
Other Names
  • David F Schmidt

View on SEC IAPD

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