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April Lynn Romero

Mml Investors Services, LLC

Virginia Beach, VA

Virginia Beach, VA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-20
VA RA APPROVED 2018-01-11
  • TX RA
    APPROVED_RES
    Since 2023-03-20
  • VA RA
    APPROVED
    Since 2018-01-11

Branch Locations

222 Central Park Ave Suite 1100, Virginia Beach, VA 23462 • United States

Virginia Beach, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Virginia Beach VA 10/2017 Present
Mml Investors Services, Llc Virginia Beach VA 10/2017 Present
Laroche Wealth Management/Massachusetts Mutual Life Insurance Co Virginia Beach VA 01/2016 Present
  • 10/2017 → Present
    Massachusetts Mutual Life Insurance Company
    Virginia Beach, VA
  • 10/2017 → Present
    Mml Investors Services, Llc
    Virginia Beach, VA
  • 01/2016 → Present
    Laroche Wealth Management/Massachusetts Mutual Life Insurance Co
    Virginia Beach, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-07
  • S66 Uniform Combined State Law Examination
    2017-12-07
Other Names
  • Romero Lynn April
  • April Schwabenbauer
  • April Matolek
  • April Voight

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Virginia Beach, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Virginia Beach, VA
BEACON HARBOR WEALTH ADVISORS · VIRGINIA BEACH, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VIRGINIA BEACH, VA
FINANCIAL SECURITY ADVISORY INC · VIRGINIA BEACH, VA
DAVENPORT & COMPANY LLC · VIRGINIA BEACH, VA
FINANCIAL SECURITY ADVISORY INC · VA BEACH, VA
LPL FINANCIAL LLC · VIRGINIA BEACH, VA

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