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Matthew David Boggs

Wells Fargo Clearing Services, LLC

Wilmington, NC

Greenville, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-01-10
  • NC RA
    APPROVED
    Since 2024-01-10

Branch Locations

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

820 Red Banks Rd, Greenville, NC 27858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Holyl Springs NC 05/2018 02/2022
Wells Fargo Clearing Services, Llc Holy Springs NC 09/2019 02/2022
Accademy Sports Apex NC 06/2016 06/2018
Fidelity Investments Raleigh RI 02/2022 08/2022
Wells Fargo Clearing Services, Llc South Pasadena CA 01/2024 Present
Wells Fargo Bank, Na South Pasadena CA 05/2018 Present
  • 05/2018 → 02/2022
    Wells Fargo Bank, Na
    Holyl Springs, NC
  • 09/2019 → 02/2022
    Wells Fargo Clearing Services, Llc
    Holy Springs, NC
  • 06/2016 → 06/2018
    Accademy Sports
    Apex, NC
  • 02/2022 → 08/2022
    Fidelity Investments
    Raleigh, RI
  • 01/2024 → Present
    Wells Fargo Clearing Services, Llc
    South Pasadena, CA
  • 05/2018 → Present
    Wells Fargo Bank, Na
    South Pasadena, CA
Previous Registrations
  • 2022-03-28 → 2022-08-07
    Fidelity Personal And Workplace Advisors
    Raleigh, NC
  • 2020-10-28 → 2022-02-18
    Wells Fargo Clearing Services, Llc
    Raleigh, NC
    Holly Springs, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-28
S63 Uniform Securities Agent State Law Examination 2020-02-20
  • S66 Uniform Combined State Law Examination
    2020-10-28
  • S63 Uniform Securities Agent State Law Examination
    2020-02-20
Other Names
  • Matthew David Boggs
  • Matthew Boggs

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC INSTITUTIONS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
MORGAN STANLEY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC

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