Seth Alden Watson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-07-19

SC RA
APPROVED

Since 2023-07-19

Branch Locations

1650 John B White Sr Blvd, Spartanburg, SC 29301 • United States

24543 Highway 76 E, Clinton, SC 29325 • United States

1307 Boiling Springs Rd, Spartanburg, SC 29307 • United States

680 Old Greenville Hwy, Clemson, SC 29631 • United States

1307 W Main St, Laurens, SC 29360 • United States

1461 E Main St, Spartanburg, SC 29307 • United States

1504 Floyd Baker Blvd, Gaffney, SC 29341 • United States

716 East Main St, Duncan, SC 29334 • United States

252 Harrison Bridge Rd, Simpsonville, SC 29680 • United States

523 A North Duncan Bypass, Union, SC 29379 • United States

3960 Bible Church Rd, Boiling Springs, SC 29316 • United States

1595 E Main Street, Duncan, SC 29334 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Landrum	SC	08/2021	09/2022
Wells Fargo Clearing Services, Llc	Landrum	SC	08/2021	09/2022
Fifth Third Bank	Rutherfordton	NC	01/2013	11/2018
Td Bank	Rutherfordton	NC	11/2018	08/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Spartanburg	SC	10/2022	07/2023
Bank Of America, N.A.	Spartanburg	SC	12/2022	07/2023
Founders Federal Credit Union	Spartanburg	SC	07/2023	Present
Lpl Financial	Spartanburg	SC	07/2023	Present

08/2021 → 09/2022

Wells Fargo Bank, Na

Landrum, SC
08/2021 → 09/2022

Wells Fargo Clearing Services, Llc

Landrum, SC
01/2013 → 11/2018

Fifth Third Bank

Rutherfordton, NC
11/2018 → 08/2021

Td Bank

Rutherfordton, NC
10/2022 → 07/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Spartanburg, SC
12/2022 → 07/2023

Bank Of America, N.A.

Spartanburg, SC
07/2023 → Present

Founders Federal Credit Union

Spartanburg, SC
07/2023 → Present

Lpl Financial

Spartanburg, SC

Previous Registrations

2022-12-08 → 2023-07-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Spartanburg, SC
2021-12-06 → 2022-10-04

Wells Fargo Clearing Services, Llc

Greenville, SC

Landrum, SC

Other Businesses

1) 07/19/2023- FOUNDERS INVESTMENT SERVICES - DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s) 2) 07/19/2023- Founders Federal Credit Union - Financial Institution Duty/ Financial Consultant- Inv. Related- At Reported Business Location(s) - start date 7/10/2023- 173 Hours Per Month - Time Spent 100% 3) 10/31/2023 - Founders Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-06
S63	Uniform Securities Agent State Law Examination	2010-10-22

S66 Uniform Combined State Law Examination

2021-12-06
S63 Uniform Securities Agent State Law Examination

2010-10-22

Other Names

Seth Alden Watson
Seth A Watson
Seth Watson

View on SEC IAPD