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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Swansea | IL | 09/2010 | 11/2024 |
| Prudential Insurance Company Of America | Swansea | IL | 09/2010 | Present |
| Lpl Enterprise, Llc | Swansea | IL | 11/2024 | Present |
1) 03/17/2025-Navigator Wealth Strategies-DBA for LPL Business (entity for LPL business)-Office Assistant/Marketing Assistant-Inv Related-At reported business location(s)-Start date 04/01/2025-100hrs/mth-100hrs/mth during trading 2. 06/24/2025 - Navigator Wealth Strategies - DBA for LPL Business (entity for LPL business) - Marketing Assistant - Springfield, IL - INV REL - Start Date 05/01/2025 - 100hrs/mth 3. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-18 |
| S66 | Uniform Combined State Law Examination | 2014-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-28 |
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