Grant Kenneth Halls

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2020-01-31

KS RA
APPROVED

Since 2020-01-31

Branch Locations

13501 Nall Avenue, Leawood, KS 66224-8902 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Leawood	KS	06/2010	Present
Charles Schwab Bank, Ssb	Leawood	KS	06/2010	Present

06/2010 → Present

Charles Schwab & Co., Inc.

Leawood, KS
06/2010 → Present

Charles Schwab Bank, Ssb

Leawood, KS

Previous Registrations

2007-06-06 → 2010-05-20

Edward Jones

Henderson, CO

Erie, CO

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-02
S63	Uniform Securities Agent State Law Examination	2006-05-27

S66 Uniform Combined State Law Examination

2007-06-02
S63 Uniform Securities Agent State Law Examination

2006-05-27

Other Names

Grant Halls

View on SEC IAPD