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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2016-12-02 |
Branch Locations
1900 Shawnee Mission Pkwy Suite 210, Mission Woods, KS 66205 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Leawood | KS | 07/2013 | 12/2016 |
| Hightower Securities, Llc | Mission Woods | KS | 12/2016 | Present |
| Hightower Advisors, Llc | Mission Woods | KS | 12/2016 | Present |
Kansas Golf Foundation Podcast Co-Host; Investment Related - No; Olathe, KS; Podcast; Co-Host; Start Date - 03/2025; Approximately 2 hours per month with all hours during securities trading hours; Co-Host a podcast to promote golf in the state of Kansas and the foundation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-21 |
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