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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-04-28
TX RA APPROVED 2022-04-25
  • TN RA
    APPROVED
    Since 2022-04-28
  • TX RA
    APPROVED
    Since 2022-04-25

Branch Locations

Nashville, TN • United States

420 Madison Street Suite C, Clarksville, TN 37040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Clarksville TN 06/2015 03/2020
Ameriprise Financial Services, Llc Clarksville TN 03/2020 04/2022
Raymond James Financial Services, Inc. Clarksville TN 04/2022 Present
Raymond James Financial Services Advisors, Inc. Clarksville TN 04/2022 Present
Previous Registrations
  • 2020-03-31 → 2022-04-27
    Clarksville, TN
    Nashville, TN
  • 2015-06-12 → 2020-03-31
    Nashville, TN
    Clarksville, TN
    San Diego, CA
    Clarksville, TN
    Clarksville, TN
    Clarksville, TN
    Clarksville, TN
    Franklin, TN
    Clarksville, TN
    Clarksville, TN
    Clarksville, TN
    Clarksville, TN
    Franklin, TN
    Nashville, TN
    Clarksville, TN
    Franklin, TN
    Nashville, TN
  • 2010-11-16 → 2015-06-15
    Maryland Heights, MO
    Winchester, TN
    Maryland Heights, MO
Other Businesses

(1)Name of Business: Address: 410a Rosebank Ave, Nashville, TN, 37206, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 02/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I do some freelance writing, primarily for outdoor (hunting and fishing) related publications.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-15
  • S66 Uniform Combined State Law Examination
    2010-11-15
Other Names
  • Hampton Bourne

View on SEC IAPD

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