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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-03-03 |
| TX | RA | APPROVED | 2017-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Plano | TX | 07/2008 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Plano | TX | 11/2016 | 11/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frisco | TX | 11/2017 | Present |
| Bank Of America, N.A. | Frisco | TX | 02/2018 | Present |
PEAK PERFORMANCE; NOT INVESTMENT RELATED; AUBREY, TX; YOGA TEACHER; START DATE 11/2012; 8 HRS PER MONTH; 0 HRS DURING TRADING; TEACH YOGA. I*110826 For profit or not for profit: Non-Profit Organization Name of outside business organization: Helping Our Heroes Investment related: N Address of business: Oak Point, Texas 76227 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 1/8/2015 Number of hours devoted: 30 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Helping our Heroes (HO) fundraises for injured military members and donates all funds raised to organizations that support our cause. The Charity is passionate about wanting to provide financial support to help injured military members and families.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-15 |
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