Bruce J Brotine

Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → Present
  Tradestation Securities, Inc.
  Chicago, IL
• 03/2025 → Present
  Alliancebernstein
  Chicago, IL
• 09/2017 → 04/2021
  Sofi
  San Francisco, CA
• 08/2021 → Present
  Avibra
  Iselin, NJ

Other Businesses

Count: 1 1) BusinessName: Property Manager INVESTMENT RELATED: Yes, Investment Related ADDRESS: 3413 River Falls Dr Northbrook IL NATURE OF BUSINESS: I manage two investment properties in Round Lake. My wife and I are 100% owners. POSITION: Landlord RELATIONSHIP: 2021-03-18 APPROXIMATE NUMBER HOURS: 2 hours/month, 0 hours during trading hours YOUR DUTIES: I advertise, show, manage, and maintain the properties and tenants.

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-05-16
• S65 Uniform Investment Adviser Law Examination
  2025-05-08