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Christopher Bruce Smirti

Allspring Funds Management, LLC

Garden City, NY

CRD 5846663

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Employer firm

Allspring Funds Management, LLC CRD 110841

$325B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-04
  • NY RA
    APPROVED
    Since 2024-06-04

Branch Locations

Garden City, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Inv./Putnam Retail Management Andover/Boston MA 09/2010 01/2024
Allspring Funds Distributor, Llc Charlotte NC 05/2024 Present
Allspring Funds Management, Llc. Charlotte NC 05/2024 Present
Unemployed Garden City NY 01/2024 05/2024
  • 09/2010 → 01/2024
    Putnam Inv./Putnam Retail Management
    Andover/Boston, MA
  • 05/2024 → Present
    Allspring Funds Distributor, Llc
    Charlotte, NC
  • 05/2024 → Present
    Charlotte, NC
  • 01/2024 → 05/2024
    Unemployed
    Garden City, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-27
S63 Uniform Securities Agent State Law Examination 2011-01-24
  • S65 Uniform Investment Adviser Law Examination
    2015-10-27
  • S63 Uniform Securities Agent State Law Examination
    2011-01-24
Other Names
  • Christopher Smirti
  • Christopher Bruce Smirti

View on SEC IAPD

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