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Allspring Funds Management, LLC CRD 110841
$325B regulatory AUM 23 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Inv./Putnam Retail Management | Andover/Boston | MA | 09/2010 | 01/2024 |
| Allspring Funds Distributor, Llc | Charlotte | NC | 05/2024 | Present |
| Allspring Funds Management, Llc. | Charlotte | NC | 05/2024 | Present |
| Unemployed | Garden City | NY | 01/2024 | 05/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-24 |
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