Kurt S Costa

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 09/2017
  Charles Schwab & Co.,Inc
  Portsmouth, RI
• 05/2013 → 09/2017
  Charles Schwab Bank
  Portsmouth, RI
• 09/2017 → 08/2018
  Td Ameritrade
  Providence, RI
• 08/2018 → 02/2024
  N.E. Private Client Advisors, Ltd
  Providence, RI
• 12/2023 → 10/2025
  Financial Engines Advisors, L.L.C.
  Santa Clara, CA
• 10/2025 → Present
  Edelman Financial Engines
  Santa Clara, CA

Previous Registrations

• 2017-09-29 → 2018-08-03
  Td Ameritrade, Inc.
  Providence, RI
• 2017-09-29 → 2018-08-03
  Td Ameritrade Investment Management, Llc
  Providence, RI
• 2014-11-24 → 2017-09-20
  Charles Schwab & Co., Inc.
  Boston, MA
  Hingham, MA
  Portsmouth, RI
  Providence, RI

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-05-07
• S66 Uniform Combined State Law Examination
  2014-11-17
• S63 Uniform Securities Agent State Law Examination
  2013-08-23

Other Names

• Kurt Costa