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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-20 |
Branch Locations
1200 South Main Street, Waynesville, NC 28786-2148 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 02/2006 | 02/2019 |
| Ameriprise Financial Services, Inc | Waynesville | NC | 02/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Waynesville | NC | 03/2020 | 05/2026 |
| Wells Fargo Advisors Financial Network, Llc | Waynesville | NC | 05/2026 | 07/2026 |
| Ameriprise Financial Services Llc | Waynesville | NC | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-22 |
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