Marc Adam Specht

Employer firm

Perigon Wealth Management, LLC CRD 131037

$11.3B regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 11/2022
  Lpl Financial Llc
  New York, NY
• 09/2015 → 02/2019
  Private Advisor Group, Llc
  Morristown, NJ
• 02/2016 → 02/2019
  Midtown Wealth Management
  New York, NY
• 02/2019 → 11/2022
  Pm Wealth Management, Llc
  New York, NY
• 11/2022 → Present
  Perigon Wealth Management, Llc D/B/A Pm Wealth Management
  New York, NY
• 01/2023 → Present
  Purshe Kaplan Sterling Investments, Inc.
  New York, NY

Previous Registrations

• 2019-03-19 → 2022-12-31
  Pm Wealth Management, Llc
  New York, NY
• 2015-10-02 → 2019-03-14
  Private Advisor Group, Llc
  New York, NY
  Morristown, NJ

Other Businesses

(1.) PM Risk Management; Not investment related; 14 Penn Plaza, 18th Floor, New York, NY 10122; Limited liability company created for insurance sales; Licensed Insurance Agent and Owner; Started 11/2010. Approximately 20 hours/month during securities trading hours; Implementation of insurance sales. (2.) Insurance; Not investment related; 14 Penn Plaza, 18th Floor, New York, NY 10122; Insurance Agent; Start 11/2010; Approximately 20 hours/month during securities trading hours (same hours as PM Risk Management) (3.) PM Wealth Management; Investment Related; 14 Penn Plaza, 18th Floor, New York, NY 10122; d/b/a name for investment advisory business with Perigon Wealth Management. (4.) Mr. Specht is dually-registered with Perigon Wealth Management, LLC ("Perigon") and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Mr. Specht has served as an investment advisor representative for Perigon since 11/2022 and as a registered representative with PKS since 1/2023. Business is conducted from 14 Penn Plaza, 18th Floor, New York, NY 10122. Approximately 90% of Mr. Specht's time is spent in an investment advisor representative capacity and the balance as a registered representative.

Exams

• S66 Uniform Combined State Law Examination
  2010-11-15