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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-08-03
  • VA RA
    APPROVED
    Since 2023-08-03

Branch Locations

277 Bendix Rd. Ste 500, Virginia Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jhfn Sii Va Beach VA 09/2010 11/2018
Royal Alliance Associates, Inc. Virginia Beach VA 11/2018 08/2023
Cambridge Investment Research, Inc. Fairfield IA 08/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2023 Present
  • 09/2010 → 11/2018
    Jhfn Sii
    Va Beach, VA
  • 11/2018 → 08/2023
    Royal Alliance Associates, Inc.
    Virginia Beach, VA
  • 08/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2023 → Present
    Fairfield, IA
Previous Registrations
  • 2018-11-02 → 2023-08-03
    Virginia Beach, VA
  • 2012-08-08 → 2018-11-02
    Signator Investors, Inc.
    Virginia Beach, VA
Other Businesses

1) CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, 08/2023, IAR AFFILIATION, INV REL, 160 HR/MO 120 HR TRADING 2) FRIEDEN WEALTH MANAGEMENT, 277 BENDIX RD STE 500 VIRGINIA BEACH VA 23452, 08/2023, DBA, FINANCIAL SERVICES, INV REL, 160 HR/MO 160 HR TRADING 3) THE FRIEDEN AGENCY, 277 BENDIX RD STE 500 VIRGINIA BEACH VA 23452, 08/2023, INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 40 HR/MO 40 HR TRADING 4) PARKSIDE GREEN HOMEOWNERS ASSOC, 4534 BONNEY RD STE D VIRGINIA BEACH VA 23462, 08/2023, HOA TREASURER, NIR, 10 HR/MO - 0 HR TRADING 5) VA BEACH CITY PUBLIC SCHOOLS, 2512 GEORGE MASON DR VIRGINIA BEACH VA, COACH, YOUTH ATHLETICS, NIR, 40 HR/MO 10 HR/MO TRADING 6) JASON BOZARD, 6802 Goldeneye Ct, Suffolk VA 23435, United States, 10/01/2024, Owner, Real Estate, NIR, 5 HR/MO 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-13
S63 Uniform Securities Agent State Law Examination 2010-10-15
  • S65 Uniform Investment Adviser Law Examination
    2012-07-13
  • S63 Uniform Securities Agent State Law Examination
    2010-10-15

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