Ryan Thomas Berube

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Ubs Financial Services Inc.
  Dallas, TX

Previous Registrations

• 2008-05-12 → 2015-12-18
  Credit Suisse Securities (Usa) Llc
  Dallas, TX
• 2001-01-12 → 2003-11-07
  Quest Capital Management, Inc.
  Dallas, TX

Other Businesses

1) Southwest Chapter of the US Olympians & Paralympians Association / 4344 Livingston Avenue Dallas,TX 75206 / Association (i.e., Trade or Industry, Sport...)/ Sport & Leisure Facilities / Facilitate the Olympic Ideals and the Spirit of Olympism to the community / Member of Board of Directors / / Deciding on grants and fund raisers / Start Date 1/1/97 /// 2) Berube LLC; Jupiter, Florida 33469; LLC designed to hold a vacation home in Florida; Real Estate; This is a LLC created to own a second home.; Proprietor / owner; Operational; Start date: 4/25/2024

Exams

• S66 Uniform Combined State Law Examination
  2008-05-09
• S63 Uniform Securities Agent State Law Examination
  2001-01-11

Designations

• Certified Financial Planner