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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2011-03-31 |
Branch Locations
1266 East Main Street 6Th Floor, Stamford, CT 06902 • United States
Stamford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/2010 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2010 | Present |
NAME OF ENTITY: THE REDDING ROAD HOLDING COMPANY, LLC POSITION: BOARD MEMBER/OFFICER/DIRECTOR DESCRIPTION OF ROLES & RESPONSABILITIES: MEMBER/MANAGER # OF HOURS PER MONTH: 1 AVERAGE MONTHLY COMPENSATION: $0 NON-INVESTMENT RELATED; NAME OF ENTITY: ARIES INVESTMENT LTD. POSITION: DIRECTOR - THIS IS A FAMILY OWNED HOLDING COMPANY WITH NUMEROUS SUBSIDIARIES TYPES OF SERVICES PROVIDED: THIS IS A FAMILY COMPANY WHICH I OCCASIONALLY PROVIDE BUSINESS CONSULTATION SERVICES START DATE: 1/1/2005 # OF HOURS PER MONTH: 5 INVESTMENT RELATED ACTIVITY: NO AVERAGE YEARLY COMPENSATION: $0 NAME OF ENTIRY: POSITION: BOARD MEMBER/OFFICER/DIRECTOR - BENCO RE HOLDINGS LLC DESCRIPTION OF ROLES & RESPONSABILITIES: REAL ESTATE HOLDING COMPANY # OF HOURS PER MONTH: 0 AVERAGE MONTHLY COMPENSATION: $0 NON-INVESTMENT RELATED: NON-EQUITABLE NETWORK DIRECT CARRIER APPOINTMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-20 |
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