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Renee Alice Pretorius

LPl Enterprise, LLC

Parkton, MD

CRD 5845754

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-14
  • MD RA
    APPROVED
    Since 2024-11-14

Branch Locations

Parkton, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Hunt Valley MD 11/2010 Present
Pruco Securities, Llc. Hunt Valley MD 11/2010 11/2024
Lpl Enterprise, Llc Parkton MD 11/2024 Present
Previous Registrations
  • 2012-05-07 → 2024-11-14
    Pruco Securities, Llc.
    Hunt Valley, MD
    North Bethesda, MD
    Hunt Valley, MD
    Parkton, MD
    Parkton, MD
    Parkton, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-17
S63 Uniform Securities Agent State Law Examination 2011-01-20
  • S65 Uniform Investment Adviser Law Examination
    2012-04-17
  • S63 Uniform Securities Agent State Law Examination
    2011-01-20
Other Names
  • Renee Alice Pretorius
  • Renee A Pretorius

View on SEC IAPD

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