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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-18
  • MN RA
    APPROVED
    Since 2013-11-18

Branch Locations

880 Sibley Memorial Hwy, Mendota Heights, MN 55118 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Mendota Heights MN 12/2012 Present
Thrivent Financial For Lutherans Appleton WI 03/2013 Present
Previous Registrations
Other Businesses

CGTA RESEARCH GROUP POSITION: TREASURER NATURE: A NON PROFIT 501 (C)(3) THAT CONDUCTS HUNTINGTIN'S RESEARCH. INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2014 ADDRESS: 899 OAK CT., EAGAN MN 55123 DESCRIPTION: DUITIES WILL BE PRIMARILY CONSULTATIVE IN NATURE. AS TREASURER, I WILL ENSURE THAT ALL CHECKS SIGNED BY ME HAVE A CO-SIGNATURE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-01
  • S66 Uniform Combined State Law Examination
    2010-12-01
Other Names
  • Anne Marie Anderson
  • Anne M Kersten
  • Anne Marie Anderson

View on SEC IAPD

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