Best Investors Account Sign in
Inactive

Richard Keith Marrone

1919 Investment Counsel, LLC

Charlotte, NC

Claim This Profile
Current Employers
1919 Investment Counsel, Llc

One South Street Suite 2500, Baltimore, MD 21202 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-12-18
NC RA APPROVED 2022-12-18
  • CA RA
    APPROVED
    Since 2022-12-18
  • NC RA
    APPROVED
    Since 2022-12-18

Branch Locations

6100 Fairview Road, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc San Francisco CA 02/2012 Present
Washington Crossing Advisors Llc(281511) San Francisco CA 03/2020 Present
Ziegler Capital Management San Francisco CA 12/2015 03/2020
  • 02/2012 → Present
    Stifel Nicolaus & Co Inc
    San Francisco, CA
  • 03/2020 → Present
    Washington Crossing Advisors Llc(281511)
    San Francisco, CA
  • 12/2015 → 03/2020
    Ziegler Capital Management
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-06
  • S66 Uniform Combined State Law Examination
    2010-12-06

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor