John Cain

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-09-02
VA	RA	APPROVED	2021-09-02

TX RA
APPROVED

Since 2021-09-02
VA RA
APPROVED

Since 2021-09-02

Branch Locations

5701 Patterson Ave Ste 101 Fl 1, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Richmond	VA	09/2010	11/2016
Wells Fargo Clearing Services, Llc	Richmond	VA	11/2016	09/2021
Wells Fargo Advisors Financial Network, Llc	Richmond	VA	09/2021	Present

09/2010 → 11/2016

Wells Fargo Advisors Llc

Richmond, VA
11/2016 → 09/2021

Wells Fargo Clearing Services, Llc

Richmond, VA
09/2021 → Present

Wells Fargo Advisors Financial Network, Llc

Richmond, VA

Previous Registrations

2010-11-25 → 2021-09-02

Wells Fargo Clearing Services, Llc

Richmond, VA

Other Businesses

GRANITE WEALTH MANAGEMENT, LLC, INVT RELATED, RICHMOND, VA, 28% OWNERSHIP, START DATE 09/03/2021,160 HRS PER MONTH, 160 HRS DURING TRADING, FINET PRACTICE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-11-24

S66 Uniform Combined State Law Examination

2010-11-24

Designations

Certified Financial Planner

Other Names

John Houston Cain

View on SEC IAPD