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David K Ho

Morgan Stanley

Palo Alto, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-14
CA RA APPROVED 2023-07-06
  • TX RA
    APPROVED_RES
    Since 2023-07-14
  • CA RA
    APPROVED
    Since 2023-07-06

Branch Locations

245 Lytton Avenue Suite 200, Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Menlo Park CA 06/2011 05/2022
Charles Schwab Bank Menlo Park CA 02/2015 05/2022
Equitybee Securities, Llc Palo Alto CA 05/2022 02/2023
Equitybee Inc. Palo Alto CA 05/2022 02/2023
Morgan Stanley Palo Alto CA 06/2023 Present
Unemployed San Carlos CA 02/2023 06/2023
  • 06/2011 → 05/2022
    Charles Schwab & Co., Inc.
    Menlo Park, CA
  • 02/2015 → 05/2022
    Charles Schwab Bank
    Menlo Park, CA
  • 05/2022 → 02/2023
    Equitybee Securities, Llc
    Palo Alto, CA
  • 05/2022 → 02/2023
    Equitybee Inc.
    Palo Alto, CA
  • 06/2023 → Present
    Morgan Stanley
    Palo Alto, CA
  • 02/2023 → 06/2023
    Unemployed
    San Carlos, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-18
S63 Uniform Securities Agent State Law Examination 2006-04-26
  • S65 Uniform Investment Adviser Law Examination
    2017-07-18
  • S63 Uniform Securities Agent State Law Examination
    2006-04-26

View on SEC IAPD

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STRATEGIC ADVISERS LLC · PALO ALTO, CA
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DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
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