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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2015-12-02 |
Branch Locations
555 California Street 33Rd Floor, San Francisco, CA 94104 • United States
1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Ag | New York | NY | 04/2005 | Present |
| Ubs International | New York | NY | 04/2005 | Present |
| Ubs Financial Services Inc. | Weehawken | NJ | 01/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-07 |
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