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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-02-23
AZ RA APPROVED 2021-05-04
NY RA APPROVED 2021-04-16
FL RA APPROVED 2020-11-03
CT RA APPROVED 2019-04-03
OH RA APPROVED 2018-10-15
CO RA APPROVED 2018-03-13
TX RA APPROVED_RES 2018-03-08
NJ RA APPROVED 2018-03-06
NV RA APPROVED 2017-03-03
IL RA APPROVED 2017-02-02
WA RA APPROVED 2015-06-18
CA RA APPROVED 2015-05-08
  • MA RA
    APPROVED
    Since 2022-02-23
  • AZ RA
    APPROVED
    Since 2021-05-04
  • NY RA
    APPROVED
    Since 2021-04-16
  • FL RA
    APPROVED
    Since 2020-11-03
  • CT RA
    APPROVED
    Since 2019-04-03
  • OH RA
    APPROVED
    Since 2018-10-15
  • CO RA
    APPROVED
    Since 2018-03-13
  • TX RA
    APPROVED_RES
    Since 2018-03-08
  • NJ RA
    APPROVED
    Since 2018-03-06
  • NV RA
    APPROVED
    Since 2017-03-03
  • IL RA
    APPROVED
    Since 2017-02-02
  • WA RA
    APPROVED
    Since 2015-06-18
  • CA RA
    APPROVED
    Since 2015-05-08

Branch Locations

5405 Morehouse Drive Suite 245, San Diego, CA 92121 • United States

3623 Crossings Drive Suite 201, Prescott, AZ 86305 • United States

Prescott, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Claremont CA 08/2010 07/2021
Park Avenue Securities Claremont CA 07/2011 07/2021
Guardian Life Insurance Prescott AZ 07/2021 Present
Park Avenue Securities Prescott AZ 07/2021 Present
Guardian Life Insurance Irvine CA 10/2021 06/2023
Park Avenue Securities Irvine CA 10/2021 06/2023
  • 08/2010 → 07/2021
    Guardian Life Insurance Company
    Claremont, CA
  • 07/2011 → 07/2021
    Park Avenue Securities
    Claremont, CA
  • 07/2021 → Present
    Guardian Life Insurance
    Prescott, AZ
  • 07/2021 → Present
    Park Avenue Securities
    Prescott, AZ
  • 10/2021 → 06/2023
    Guardian Life Insurance
    Irvine, CA
  • 10/2021 → 06/2023
    Park Avenue Securities
    Irvine, CA
Other Businesses

1. Life Insurance Sales-Sales of outside insurance carriers for LIfe, DI and LTC. Start: 01/01/2011, Address: 333 N. Indian Hill Blvd. Claremont, CA 91711 80 total hours per month, 80 during securities trading hours, Greater than 10% annual compensation, Investment related, 2. Financial Education-Provide Financial Education Workshops to groups and organizations, Start: 06/01/2016, Address: 10329 Vista Grove St., Alta Loma, CA 91737, 5 total hours per month, 2 during securities trading hours, Less than 10% annual compensation, Not Investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-23
S63 Uniform Securities Agent State Law Examination 2011-10-27
  • S65 Uniform Investment Adviser Law Examination
    2015-04-23
  • S63 Uniform Securities Agent State Law Examination
    2011-10-27
Other Names
  • David Patrick Reardan
  • David Patrick Reardon

View on SEC IAPD

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