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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-08-08
TX RA APPROVED 2022-08-08
  • PA RA
    APPROVED
    Since 2022-08-08
  • TX RA
    APPROVED
    Since 2022-08-08

Branch Locations

3 Terry Dr., Ste 201A, Newtown, PA 18940 • United States

649 N Lewis Rd., Ste. 200, Limerick, PA 19468 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor, Townsend & Kent, Inc Horsham PA 02/2015 08/2022
Penn Mutual Life Insurance Company Horsham PA 02/2015 08/2022
Cambridge Investment Research, Inc. Fairfield IA 08/2022 Present
Cambridge Investment Research Advisor, Inc. Fairfield IA 08/2022 Present
  • 02/2015 → 08/2022
    Hornor, Townsend & Kent, Inc
    Horsham, PA
  • 02/2015 → 08/2022
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 08/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2022 → Present
    Cambridge Investment Research Advisor, Inc.
    Fairfield, IA
Previous Registrations
  • 2015-02-23 → 2022-08-02
    Conshohocken, PA
  • 2011-02-02 → 2015-02-20
    Msi Financial Services, Inc.
    Plymouth Meeting, PA
    Exton, PA
Other Businesses

1) DELAWARE AFRICA COALITION, 201 SULKY CIR WILMINGTON DE 19810, 07/2018, COMMITTEE MEMBER, NETWORKING ORGANIZATION, NIR, 3 HR/MO 0 HR/MO TRADING 2) YOUNG CARIBBEAN PROFESSIONAL NETWORK, 1735 MARKET STREET PHILADELPHIA PA 19103, 04/2018, COMMITTEE MEMBER, NETWORKING ORGANIZATION, NIR, 2 HR/MO 0 HR/MO TRADING 3) PENNSYLVANIA RESTAURANT AND LODGING ASSOCIATION, 100 STATE STREET HARRISBURG PA 17101, 01/2012, BOARD MEMBER, NETWORKING ORGANIZATION, NIR, 2 HR/MO 0 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 5) JS BENEFITS GROUP, 54 FRIENDS LANE NEWTOWN PA 18940, 04/2018, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, NIR, 0 HR/MO 0 HR/MO 6) PENN MUTUAL LIFE INSURANCE COMPANY, 600 DRESHER RD HORSHAM PA 19044, 02/2015, INV REL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, 20 HR/MO 10 HR/MO TRADING 7) FORTIFY INSURANCE GROUP, Norwalk CT 06851, 04/2015, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, NIR, 5 HR/MO 2 HR/MO TRADING 8) PREMIER BROKERAGE, Jenkintown PA 19046, 06/2015, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, NIR, 5 HR/MO 2 HR/MO TRADING 9) ASH BROKERAGE, 2611 Westwood Drive, Nashville TN 37204, United States, 05/07/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5/MO - 0/Trading 10) CONCOURSE FINANCIAL, 2801 US Highway 280 S, Birmingham AL 35223, United States, 06/04/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5/MO - 0/Trading 11) ALLIED FINANCIAL ADVISORS, LLC, 3 TERRY DR, STE 201A, Newtown PA 18940, United States, 08/08/2022, IAR, W-2 Employee, INV REL, 200/MO - 200/Trading 12) EDUCATORS FIRST FINANCIAL OF PA, 649 N Lewis Rd Ste 200, Limerick PA 19468, 04/2025, W2 Employee, DBA Name, INV REL, 40 HR/MO, 40 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-09
  • S66 Uniform Combined State Law Examination
    2010-11-09
Designations
Other Names
  • Isidore Ogousson
  • Isidore Ogoussan

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