Cynthia C. Branca

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1995 → Present
  Girl Scouts Of America
  New City, NY
• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Crissey Properties, Llc
  Franklin, NC
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-04-29 → 2010-09-28
  Securities America Advisors, Inc.
  Montvale, NJ
• 2006-08-14 → 2007-05-18
  Osaic Fa, Inc.
  Paramus, NJ

Other Businesses

1. FIXED INSURANCE PRODUCTS: ANNUITIES, LONG TERM CARE AND INDEXED/ANNUITIES; 2. NAME OF OTHER BUSINESS: ROCKLAND BUSINESS WOMANS NETWORK; INVESTMENT RELATED: NO; ADDRESS: PO BOX 235, WEST NYACK, NY 10994; NATURE OF BUSINESS: NETWORKING GROUP; START: 8/2017; TITLE: IMMEDIATE PAST PRESIDENT; APX # OF HRS/WK: 1; APX # OF HRS DUR TRD HRS: VARIES; DUTIES: ACT AS NON-FIDUCIARY ADVISOR TO INCOMING PRESIDENT OF THE BOARD; 3. NAME OF OTHER BUSINESS: EXECUTRIX OF RAYMOND T. CRISSEY ESTATES, INVESTMENT RELATED: NO, ADDRESS: 30001 SWE 172 AVENUE HOMESTEAD, FL 33030, NATURE OF BUSINESS: EXECUTRIX, DIVISION OF ASSETS, START: 10/2011, APX # OF HRS/WK: 1 HOUR, APX # OF HRS DUR TRD HRS: 1 HOUR, DUTIES: HELPING WITH THE SALE OF REAL ESTATE; 4. NAME OF OTHER BUSINESS: FINANCIAL NETWORK, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, TITLE: AFFILIATED PERSON, START: 1/2013, APX # OF HRS/WK: 40, APX # OF HRS DUR TRD HRS: 32.5, DUTIES: DBA FOR FINANCIAL SERVICES; 5. CFP BOARD NOT INVESTMENT RELATED, 1425 K STREET NW #800, WASHINGTON, DC 20005, SPEAKING TO GROUPS AS AN ADVOCATE FOR THE CFP BOARD, START: 1/2015, 1-2 HRS/WK (NON-TRADING HOURS), WIN ADVOCATE - SOLICIT TO COLLEGES & HIGHSCHOOLS TO EDUCATE FEMALES STUDENTS IN A CAREER IN FINANCIAL PLANNING.; 6. MENTORING ROCKLAND COMMUNITY COLLEGE STUDENT, NOT INVESTMENT RELATED, 145 COLLEGE ROAD, SUFFERN, NY 10901, MENTORING COLLEGE STUDENT IN THE FINANCIAL FIELD, START: 1/2015, <1HR/WK (NON-TRADING HOURS), MENTOR - MEET WITH STUDENT TO MENTOR & SERVE AS A RESOURECE FOR CAREER PLANNING.; 7. NAME OF OTHER BUSINESS: ROCKLAND BUSINESS EXCHANGE INVESTMENT RELATED: NO ADDRESS: P.O. BOX 1841, NEW CITY, NY 10956 NATURE OF BUSINESS: CLOSED BUSINESS NETWORKING GROUP START: 3/2016 TITLE: SECRETARY OF THE BOARD OF DIRECTORS APX # OF HRS/WK: 1 APX # OF HRS DUR TRD HRS: VARIES DUTIES: RECORDING NOTES AT THE BOARD MEETINGS. 8. NAME OF OTHER BUSINESS: NYACK HOSPITAL, MONTEFIORE HEALTH SYSTEM; INVESTMENT RELATED: NO; ADDRESS: 160 N MIDLAND, NYACK, NY 10960; NATURE OF BUSINESS: COMMUNITY OUTREACH FOR HOSPITAL; START DATE: 10/2017; TITLE: MEMBER OF BOARD OF DIRECTORS; APX # OF HRS/WK: 2; APX # OF HRS DUR TRD HRS: VARIES; DUTIES: ATTEND BOARD MEETINGS, PROMOTE HOSPITAL THROUGHCOMMUNITY EVENTS, FUNDRAISE FOR CAPITAL CAMPAIGN; 9. NAME OF OTHER BUSINESS: CRISSEY PROPERTIES, LLC; INVESTMENT RELATED: NO; ADDRESS: 3914 TELLICO RD, FRANKLIN, NC 28734; NATURE OF BUSINESS: FAMILY REAL ESTATE LLC; START: 3/2023; TITLE: PART OWNER; APX # OF HRS/WK: 1; APX # OF HRS DUR TRD HRS: 1; DUTIES: MEMBER OF LLC; 10. NAME OF OTHER BUSINESS: MASTER NETWORKS; INVESTMENT RELATED: NO; ADDRESS: 2001 AUBURN PKWY #503 MCKINNEY, TX 75071; NATURE OF BUSINESS: NETWORKING; START DATE: 3/2023; TITLE: VICE PRESIDENT; APX # OF HRS/WK: 1; APX # OF HRS DUR TRD HRS: 1; DUTIES: VP OF KISCO CHAPTER, ATTEND MEETINGS; 11. NAME OF OTHER BUSINESS: EDWARD HOPPER HOUSE MUSEUM; INVESTMENT RELATED: NO; ADDRESS: 82 N. BROADWAY, NYACK, NY 10960; NATURE OF BUSINESS: BOARD OF DIRECTORS; START DATE: 4/2022; TITLE: PRESIDENT; APX # OF HRS/WK: 3; APX # OF HRS DUR TRD HRS: 3; DUTIES: BOARD MEETINGS, COMMUNITY OUTREACH;

Exams

• S66 Uniform Combined State Law Examination
  2006-08-10

Designations

• Certified Financial Planner