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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-11-20
NJ RA APPROVED 2023-06-29
NY RA APPROVED 2023-06-29
  • SC RA
    APPROVED
    Since 2024-11-20
  • NJ RA
    APPROVED
    Since 2023-06-29
  • NY RA
    APPROVED
    Since 2023-06-29

Branch Locations

25A Vreeland Rd Ste 303, Florham Park, NJ 07932 • United States

Stony Point, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girl Scouts Of America New City NY 01/1995 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Crissey Properties, Llc Franklin NC 03/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/1995 → Present
    Girl Scouts Of America
    New City, NY
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2023 → Present
    Crissey Properties, Llc
    Franklin, NC
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2009-04-29 → 2010-09-28
    Securities America Advisors, Inc.
    Montvale, NJ
  • 2006-08-14 → 2007-05-18
    Osaic Fa, Inc.
    Paramus, NJ
Other Businesses

1. FIXED INSURANCE PRODUCTS: ANNUITIES, LONG TERM CARE AND INDEXED/ANNUITIES; 2. NAME OF OTHER BUSINESS: ROCKLAND BUSINESS WOMANS NETWORK; INVESTMENT RELATED: NO; ADDRESS: PO BOX 235, WEST NYACK, NY 10994; NATURE OF BUSINESS: NETWORKING GROUP; START: 8/2017; TITLE: IMMEDIATE PAST PRESIDENT; APX # OF HRS/WK: 1; APX # OF HRS DUR TRD HRS: VARIES; DUTIES: ACT AS NON-FIDUCIARY ADVISOR TO INCOMING PRESIDENT OF THE BOARD; 3. NAME OF OTHER BUSINESS: EXECUTRIX OF RAYMOND T. CRISSEY ESTATES, INVESTMENT RELATED: NO, ADDRESS: 30001 SWE 172 AVENUE HOMESTEAD, FL 33030, NATURE OF BUSINESS: EXECUTRIX, DIVISION OF ASSETS, START: 10/2011, APX # OF HRS/WK: 1 HOUR, APX # OF HRS DUR TRD HRS: 1 HOUR, DUTIES: HELPING WITH THE SALE OF REAL ESTATE; 4. NAME OF OTHER BUSINESS: FINANCIAL NETWORK, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, TITLE: AFFILIATED PERSON, START: 1/2013, APX # OF HRS/WK: 40, APX # OF HRS DUR TRD HRS: 32.5, DUTIES: DBA FOR FINANCIAL SERVICES; 5. CFP BOARD NOT INVESTMENT RELATED, 1425 K STREET NW #800, WASHINGTON, DC 20005, SPEAKING TO GROUPS AS AN ADVOCATE FOR THE CFP BOARD, START: 1/2015, 1-2 HRS/WK (NON-TRADING HOURS), WIN ADVOCATE - SOLICIT TO COLLEGES & HIGHSCHOOLS TO EDUCATE FEMALES STUDENTS IN A CAREER IN FINANCIAL PLANNING.; 6. MENTORING ROCKLAND COMMUNITY COLLEGE STUDENT, NOT INVESTMENT RELATED, 145 COLLEGE ROAD, SUFFERN, NY 10901, MENTORING COLLEGE STUDENT IN THE FINANCIAL FIELD, START: 1/2015, <1HR/WK (NON-TRADING HOURS), MENTOR - MEET WITH STUDENT TO MENTOR & SERVE AS A RESOURECE FOR CAREER PLANNING.; 7. NAME OF OTHER BUSINESS: ROCKLAND BUSINESS EXCHANGE INVESTMENT RELATED: NO ADDRESS: P.O. BOX 1841, NEW CITY, NY 10956 NATURE OF BUSINESS: CLOSED BUSINESS NETWORKING GROUP START: 3/2016 TITLE: SECRETARY OF THE BOARD OF DIRECTORS APX # OF HRS/WK: 1 APX # OF HRS DUR TRD HRS: VARIES DUTIES: RECORDING NOTES AT THE BOARD MEETINGS. 8. NAME OF OTHER BUSINESS: NYACK HOSPITAL, MONTEFIORE HEALTH SYSTEM; INVESTMENT RELATED: NO; ADDRESS: 160 N MIDLAND, NYACK, NY 10960; NATURE OF BUSINESS: COMMUNITY OUTREACH FOR HOSPITAL; START DATE: 10/2017; TITLE: MEMBER OF BOARD OF DIRECTORS; APX # OF HRS/WK: 2; APX # OF HRS DUR TRD HRS: VARIES; DUTIES: ATTEND BOARD MEETINGS, PROMOTE HOSPITAL THROUGHCOMMUNITY EVENTS, FUNDRAISE FOR CAPITAL CAMPAIGN; 9. NAME OF OTHER BUSINESS: CRISSEY PROPERTIES, LLC; INVESTMENT RELATED: NO; ADDRESS: 3914 TELLICO RD, FRANKLIN, NC 28734; NATURE OF BUSINESS: FAMILY REAL ESTATE LLC; START: 3/2023; TITLE: PART OWNER; APX # OF HRS/WK: 1; APX # OF HRS DUR TRD HRS: 1; DUTIES: MEMBER OF LLC; 10. NAME OF OTHER BUSINESS: MASTER NETWORKS; INVESTMENT RELATED: NO; ADDRESS: 2001 AUBURN PKWY #503 MCKINNEY, TX 75071; NATURE OF BUSINESS: NETWORKING; START DATE: 3/2023; TITLE: VICE PRESIDENT; APX # OF HRS/WK: 1; APX # OF HRS DUR TRD HRS: 1; DUTIES: VP OF KISCO CHAPTER, ATTEND MEETINGS; 11. NAME OF OTHER BUSINESS: EDWARD HOPPER HOUSE MUSEUM; INVESTMENT RELATED: NO; ADDRESS: 82 N. BROADWAY, NYACK, NY 10960; NATURE OF BUSINESS: BOARD OF DIRECTORS; START DATE: 4/2022; TITLE: PRESIDENT; APX # OF HRS/WK: 3; APX # OF HRS DUR TRD HRS: 3; DUTIES: BOARD MEETINGS, COMMUNITY OUTREACH;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-10
  • S66 Uniform Combined State Law Examination
    2006-08-10
Designations

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