David Steven Hyman

Employer firm

Arkadios Wealth Advisors CRD 288863

$8.79B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Arkadios Wealth Advisors

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2019-12-02

AL RA
APPROVED

Since 2019-12-02

Branch Locations

200 Clinton Avenue Suite 707, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Arkadios Wealth Advisors	Atlanta	GA	10/2019	Present
Arkadios Capital	Atlanta	GA	10/2019	Present
G.L.S. & Associates, Inc.	Huntsville	AL	10/2010	11/2019

10/2019 → Present

Arkadios Wealth Advisors

Atlanta, GA
10/2019 → Present

Arkadios Capital

Atlanta, GA
10/2010 → 11/2019

G.L.S. & Associates, Inc.

Huntsville, AL

Previous Registrations

2011-09-29 → 2019-11-27

Zermatt Securities Llc

Charlotte, NC

Other Businesses

G.L. Smith & Associates Wealth Management, Investment related, 200 Clinton Avenue Suite 707, Huntsville, AL 35801, DBA for Advisory and Brokerage Services, Start date 10/2019, 160 hours/month, 130 hours/month during securities trading hours, this is a disclosure to confirm that my position with G.L. Smith and Associates is a DBA for Arkadios Capital and Wealth. There are no business or investment activities performed under the name of GLSA that are not also under the umbrella of Arkadios.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-09-27
S63	Uniform Securities Agent State Law Examination	2010-10-20

S65 Uniform Investment Adviser Law Examination

2011-09-27
S63 Uniform Securities Agent State Law Examination

2010-10-20

View on SEC IAPD