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Oneamerica Securities, Inc. CRD 4173
$306M regulatory AUM 8,795 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One American Square, Indianapolis, IN 46282 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-11-14 |
Branch Locations
Thousand Oaks, CA • United States
One American Square, Indianapolis, IN 46282 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2014 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2014 | 10/2022 |
| American United Life | Thousand Oaks | CA | 09/2022 | Present |
| Oneamerica Securities | Thousand Oaks | CA | 11/2022 | Present |
Non-variable insurance sales (fixed life, fixed annuities, health)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-12 |
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