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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-08-08
GA RA APPROVED 2025-08-06
AR RA APPROVED 2025-08-05
DE RA APPROVED 2025-05-09
NJ RA APPROVED 2024-08-28
NH RA APPROVED 2022-11-16
RI RA APPROVED 2022-11-16
MD RA APPROVED 2020-10-13
AZ RA APPROVED 2020-04-24
IN RA APPROVED 2020-04-24
PA RA APPROVED 2020-04-24
FL RA APPROVED 2019-08-13
CA RA APPROVED 2019-03-26
TX RA APPROVED_RES 2018-06-20
NC RA APPROVED 2010-12-10
VA RA APPROVED 2010-12-09
  • KY RA
    APPROVED
    Since 2025-08-08
  • GA RA
    APPROVED
    Since 2025-08-06
  • AR RA
    APPROVED
    Since 2025-08-05
  • DE RA
    APPROVED
    Since 2025-05-09
  • NJ RA
    APPROVED
    Since 2024-08-28
  • NH RA
    APPROVED
    Since 2022-11-16
  • RI RA
    APPROVED
    Since 2022-11-16
  • MD RA
    APPROVED
    Since 2020-10-13
  • AZ RA
    APPROVED
    Since 2020-04-24
  • IN RA
    APPROVED
    Since 2020-04-24
  • PA RA
    APPROVED
    Since 2020-04-24
  • FL RA
    APPROVED
    Since 2019-08-13
  • CA RA
    APPROVED
    Since 2019-03-26
  • TX RA
    APPROVED_RES
    Since 2018-06-20
  • NC RA
    APPROVED
    Since 2010-12-10
  • VA RA
    APPROVED
    Since 2010-12-09

Branch Locations

300 Connell Drive Ste 3300, Berkeley Heights, NJ 07922 • United States

Virginia Beach, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Richmond VA 10/2010 Present
Agia Houston TX 12/2022 Present
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products TRINITY CHURCH ELDER BOARD POSITION: elder board member NATURE: The elder board is the leadership team responsible for oversight of the running of the church. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 401 35th St., Virginia Beach VA 23451, United States DESCRIPTION: I am the "facilitator" of the elder board. In this role, I compile the agenda for the upcoming meetings and lead/facilitate the discussions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-11
  • S66 Uniform Combined State Law Examination
    2010-11-11
Designations
  • Certified Financial Planner

View on SEC IAPD

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