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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-04-05 |
| FL | RA | APPROVED | 2017-03-25 |
Branch Locations
1000 Corporate Dr, Suite 700 Radice Iii, Ft Lauderdale, FL 33334-3637 • United States
Boynton Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Fort Lauderdale | FL | 05/2011 | 03/2017 |
| Mml Investors Services, Llc | Fort Lauderdale | FL | 03/2017 | Present |
| Massmutual Life Insurance Co | Fort Lauderdale | FL | 07/2016 | Present |
(1) NAME: AV WEALTH GROUP LLC INV REL: Y ADDR: 1000 CORPORATE DRIVE STE 700 FT LAUDERDALE FL 33334 NATURE: LLC FOR TAX PURPOSES POSITION: OWNER START: 11/01/2020 NO HRS/MO: 1 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: REPORT BUSINESS EXPENSES TO FILE TAX RETURN. (2) NAME: ANH NGUYEN INV REL: Y ADD: 1000 CORPORATE DRIVE STE 700 FT LAUDERDALE FL 33334 NATURE: SELLING LIFE, DISABILITY, LONG-TERM CARE AND FIXED ANNUITIES INSURANCE. POSITION: AGENT START DATE: 10/26/2022 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: SALES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-25 |
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