Anh Luong Tho Nguyen

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 03/2017
  Metlife Securities Inc
  Fort Lauderdale, FL
• 03/2017 → Present
  Mml Investors Services, Llc
  Fort Lauderdale, FL
• 07/2016 → Present
  Massmutual Life Insurance Co
  Fort Lauderdale, FL

Previous Registrations

• 2012-03-08 → 2017-03-25
  Msi Financial Services, Inc.
  Fort Lauderdale, FL

Other Businesses

(1) NAME: AV WEALTH GROUP LLC INV REL: Y ADDR: 1000 CORPORATE DRIVE STE 700 FT LAUDERDALE FL 33334 NATURE: LLC FOR TAX PURPOSES POSITION: OWNER START: 11/01/2020 NO HRS/MO: 1 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: REPORT BUSINESS EXPENSES TO FILE TAX RETURN. (2) NAME: ANH NGUYEN INV REL: Y ADD: 1000 CORPORATE DRIVE STE 700 FT LAUDERDALE FL 33334 NATURE: SELLING LIFE, DISABILITY, LONG-TERM CARE AND FIXED ANNUITIES INSURANCE. POSITION: AGENT START DATE: 10/26/2022 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: SALES.

Exams

• S66 Uniform Combined State Law Examination
  2012-02-25

Designations

• Certified Financial Planner
• Chartered Financial Analyst