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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2022-08-02
MD RA APPROVED 2022-04-06
  • DC RA
    APPROVED
    Since 2022-08-02
  • MD RA
    APPROVED
    Since 2022-04-06

Branch Locations

1717 Pennsylvania Ave Nw Suite 1050, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Park Potomac MD 08/2014 03/2022
Raymond James & Associate, Inc. Washington DC 04/2022 Present
  • 08/2014 → 03/2022
    Park Potomac, MD
  • 04/2022 → Present
    Raymond James & Associate, Inc.
    Washington, DC
Previous Registrations
  • 2015-04-14 → 2021-03-24
    Bethesda, MD
    Potomac, MD
  • 2004-06-22 → 2009-05-14
    Grove Point Investments, Llc
    Rockville, MD
    Rockville, MD
  • 2003-10-24 → 2004-05-25
    Morgan Stanley Dw Inc.
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-14
S65 Uniform Investment Adviser Law Examination 2003-06-23
S63 Uniform Securities Agent State Law Examination 1999-06-02
  • S66 Uniform Combined State Law Examination
    2015-04-14
  • S65 Uniform Investment Adviser Law Examination
    2003-06-23
  • S63 Uniform Securities Agent State Law Examination
    1999-06-02

View on SEC IAPD

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