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Stephen Thomas Bogosian

Cwm, LLC

Arvada, CO

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-03-09
  • CO RA
    APPROVED
    Since 2026-03-09

Branch Locations

7609 Grandview Ave, Arvada, CO 80002 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed St Louis MO 06/2016 12/2016
Athenainvest Advisors, Llc Greenwood Village CO 01/2017 12/2020
Northern Lights Distributors, Llc Elkhorn NE 06/2018 09/2020
Swan Global Investments, Llc Durango CO 11/2020 02/2025
Northern Lights Distributors, Llc Elkhorn NE 03/2021 03/2025
Beacon Capital Management Dayton OH 03/2025 Present
  • 06/2016 → 12/2016
    Unemployed
    St Louis, MO
  • 01/2017 → 12/2020
    Athenainvest Advisors, Llc
    Greenwood Village, CO
  • 06/2018 → 09/2020
    Northern Lights Distributors, Llc
    Elkhorn, NE
  • 11/2020 → 02/2025
    Swan Global Investments, Llc
    Durango, CO
  • 03/2021 → 03/2025
    Northern Lights Distributors, Llc
    Elkhorn, NE
  • 03/2025 → Present
    Beacon Capital Management
    Dayton, OH
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-12-03
S65 Uniform Investment Adviser Law Examination 2017-06-05
  • S63 Uniform Securities Agent State Law Examination
    2018-12-03
  • S65 Uniform Investment Adviser Law Examination
    2017-06-05
Other Names
  • Stephen Bogosian
  • Steve Thomas Bogosian

View on SEC IAPD

Other Firms

ASPEN WEALTH STRATEGIES, LLC
LPL FINANCIAL LLC
VASCORP WEALTH ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
COMMONWEALTH FINANCIAL NETWORK
OSAIC WEALTH, INC.
EDWARD JONES
U.S. BANCORP ADVISORS, LLC

Other Investors

KELLIE G BEIERS
CADE NATHANIEL HENGEL
Blake Wilson
ANDY DON MCCLAFLIN
AMBER KELLY ANDERSON
STEPHANIE C. MCELHENY
ERICA ROSARIO FULTON
PERRY JON VASQUEZ

Other Offices

ASPEN WEALTH STRATEGIES, LLC · ARVADA, CO
LPL FINANCIAL LLC · ARVADA, CO
VASCORP WEALTH ADVISORS · ARVADA, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · Arvada, CO
COMMONWEALTH FINANCIAL NETWORK · Arvada, CO
CWM, LLC · Arvada, CO
OSAIC WEALTH, INC. · ARVADA, CO
EDWARD JONES · ARVADA, CO

More in Arvada, CO

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