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John Joseph Lerose

Morgan Stanley

Waukesha, WI

Milwaukee, WI

CRD 5842887

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-19
WI RA APPROVED 2014-01-31
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • WI RA
    APPROVED
    Since 2014-01-31

Branch Locations

20975 Swenson Drive Suite 300, Waukesha, WI 53186 • United States

411 East Wisconsin Avenue Suite 2200, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Waukesha WI 01/2014 10/2016
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
Morgan Stanley Milwaukee WI 10/2016 Present
  • 01/2014 → 10/2016
    Morgan Stanley
    Waukesha, WI
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 10/2016 → Present
    Morgan Stanley
    Milwaukee, WI
Previous Registrations
  • 2010-12-03 → 2014-01-23
    Msi Financial Services, Inc.
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-12
S63 Uniform Securities Agent State Law Examination 2010-10-21
  • S65 Uniform Investment Adviser Law Examination
    2010-11-12
  • S63 Uniform Securities Agent State Law Examination
    2010-10-21
Other Names
  • John Lerose
  • John Joseph Lerose
  • John Joseph Lerose

View on SEC IAPD

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