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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-02-02
NH RA APPROVED 2021-05-21
TX RA APPROVED 2021-05-21
  • FL RA
    APPROVED
    Since 2023-02-02
  • NH RA
    APPROVED
    Since 2021-05-21
  • TX RA
    APPROVED
    Since 2021-05-21

Branch Locations

1 Harbour Pl Ste 300, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Portsmouth NH 03/2006 05/2021
Wells Fargo Clearing Services, Llc. Portsmouth NH 05/2021 Present
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR SPOUSE; INV. RELATED; PORTSMOUTH, NH; START DATE 6/2021; 5 HRS PER MONTH; 5 HRS DURING TRADING. RENTAL PROPERTY; INV. RELATED; YORK, ME; 50% OWNERSHIP; START DATE 9/18/2023; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-15
  • S66 Uniform Combined State Law Examination
    2006-06-15
Designations
Other Names
  • Spike Michael Trueworthy

View on SEC IAPD

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