Timothy E Gallagher

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2016-03-29
PA	RA	APPROVED	2016-03-11
TX	RA	APPROVED	2016-03-11

NJ RA
APPROVED

Since 2016-03-29
PA RA
APPROVED

Since 2016-03-11
TX RA
APPROVED

Since 2016-03-11

Branch Locations

501 Fellowship Road, Mt. Laurel, NJ 08054 • United States

Haddonfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Phildelphia	PA	03/2016	Present

03/2016 → Present

Ubs Financial Services Inc.

Phildelphia, PA

Previous Registrations

2010-11-08 → 2016-03-14

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Philadelphia, PA

Other Businesses

Gloucester Properties LLC / 712 East Greenman Road Haddonfield,NJ 08033 / Sole proprietorship/ Real Estate / Rental Property / Sole proprietorship / / Paying bills for property / Start Date 4/6/09 /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-11-05

S66 Uniform Combined State Law Examination

2010-11-05

Other Names

Timothy Edward Gallagher

View on SEC IAPD