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Jessica Lynn Faris

Stifel, Nicolaus & Company, Incorporated

Los Angeles, CA

Torrence, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-17
TX RA APPROVED 2023-05-17
  • CA RA
    APPROVED
    Since 2023-05-17
  • TX RA
    APPROVED
    Since 2023-05-17

Branch Locations

2121 Avenue Of The Stars (Fox Plaza) Suite 2100 & 2150, Los Angeles, CA 90067 • United States

Torrence, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Beverly Hills CA 01/2015 11/2016
Wells Fargo Clearing Services, Llc Beverly Hills CA 11/2016 05/2023
Stifel, Nicolaus & Company, Incorporated Los Angeles CA 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-10
  • S66 Uniform Combined State Law Examination
    2012-04-10

View on SEC IAPD

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