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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-11-25
  • MD RA
    APPROVED
    Since 2020-11-25

Branch Locations

31400 Winterplace Parkway Suite 100, Salisbury, MD 21804 • United States

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capitol Securities Management, Inc. Glen Allen VA 09/2010 Present
Jm Property Investments Llc Salisbury MD 11/2019 Present
Other Businesses

1) Name of Business: HAMMOND WEALTH MANAGEMENT, LLC Investment-related: YES Address: 31400 WINTERPLACE PARKWAY, SALISBURY MD 21804 2) Name of Business: JM Property Investments LLC Investment-related: Yes Address: 27273 Patriot Drive Salisbury, MD 21801 Nature of the other business: flip real estate homes/rentals Position, title, or relationship with the other business: Purchaser/Owner of Rental Properties Start date: 01/01/17 Approx # of hours/month you devote to the other business: 1 Approx #of hours/month you devote to the other business during securities trading hours: currently 0 Describe your duties relating to the other business: if opportunity presents itself to purchase a home at a discount then resell. Repairs to update home may be needed. case by case basis 3) Name of Business: Thomas Wealth Management Investment-related: no Address: 27273 Patriot Dr Salisbury, MD 21801 Nature of the other business: LLC created for tax reporting purpose. no business will be marketed under this name Position, title, or relationship with the other business: Sole Member Start date: 9/30/2020 Approx # of hours/month you devote to the other business: 0 Approx #of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: sole member for tax reporting services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-25
S63 Uniform Securities Agent State Law Examination 2010-11-17
  • S65 Uniform Investment Adviser Law Examination
    2020-11-25
  • S63 Uniform Securities Agent State Law Examination
    2010-11-17

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