Aaron Mccormick

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lincoln, RI

Other Businesses

I*738230 For profit or not for profit: Entity For Profit Name of outside business organization: Self Investment related: N Address of business: Warwick, Rhode Island, 02889 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 3/1/2022 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Selling original artwork for individually determined amounts. The subject matter of the artwork is animals and nature. I*1901269 , Entity Type,for profit Name of OBA:(self) A.M Address:Warwick. Rhode Island,02889 Investment Related:NO Position, Title, Association,Owner Employee Start Date:07/31/2024 No Hours: 5 WEEKLY No Hours during trading: 0 Duties:Potential payments for production of arts & culture related online audio & video content.

Exams

• S66 Uniform Combined State Law Examination
  2016-06-22
• S63 Uniform Securities Agent State Law Examination
  2010-09-23
• S65 Uniform Investment Adviser Law Examination
  2010-07-12

Other Names

• Aaron Michael Mccormick
• Aaron M Mccormick