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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-07-12 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
200 Glastonbury Blvd, Ste 105, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group Llc | Hartford | CT | 03/2014 | 07/2017 |
| Lpl Financial Llc | Glastonbury | CT | 07/2017 | Present |
| Private Advisor Group, Llc | Glastonbury | CT | 07/2017 | Present |
1. 7/10/17- BREITSPRECHER & ASSOCIATES, LLC- Business Entity For Tax/Investment Purposes Only- Non-Inv. Related- Farmington, CT- start date 7/10/17- 10% 2. 7/10/17- Ward Brokerage -Non-Variable Insurance- Agent- Inv. Related- Farmington, CT - Start date: 07/10/2017 - 10% 3. 8/3/2017 - PRIVATE ADVISOR GROUP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 7/10/2017 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through Private Advisor Group, LLC an independent investment advisor firm. I started this business activity on 7/21/17. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 9/10/2020 - Thrivepoint Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/15/2020 - 200 Hours Per Month/8 Hours During Securities Trading. 5. 01/02/2025 - Private Advisor Group - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date: 01/01/2021 - 45 Hours Per Month/45 Hours During Trading. 6) 05/21/2025 - Fires in the Distance LLC - Not Investment Related - Other - MUSICIAN - Home Based - Start Date:04/25/2025 - 30 Hrs/Mth - 0 Hrs During Trading. 7. 09/10/2025 - Insure Connecticut - Property and Casualty - Inv rel - At Reported Business Location(s) - Start date: 09/01/2025 - 10Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-25 |
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