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Current Employers
Spire Wealth Management, Llc

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2024-04-24
  • MS RA
    APPROVED
    Since 2024-04-24

Branch Locations

Silver City, MS • United States

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 05/2015 02/2018
Lpl Financial, Llc New Orleans LA 05/2018 11/2021
Jefferson Feed Pet & Garden Center Jefferson LA 05/2018 02/2020
Jefferson Society For The Prevention Of Cruelty To Animals(Spca) Jefferson LA 05/2018 02/2020
Unemployed New Orleans LA 02/2018 05/2018
Gwm Advisors, Llc New Orleans LA 05/2018 11/2021
Prosperity Capital Advisors Westlake OH 11/2021 03/2024
Spire Securities Mclean VA 04/2024 Present
  • 05/2015 → 02/2018
    San Diego, CA
  • 05/2018 → 11/2021
    New Orleans, LA
  • 05/2018 → 02/2020
    Jefferson Feed Pet & Garden Center
    Jefferson, LA
  • 05/2018 → 02/2020
    Jefferson Society For The Prevention Of Cruelty To Animals(Spca)
    Jefferson, LA
  • 02/2018 → 05/2018
    Unemployed
    New Orleans, LA
  • 05/2018 → 11/2021
    Gwm Advisors, Llc
    New Orleans, LA
  • 11/2021 → 03/2024
    Westlake, OH
  • 04/2024 → Present
    Spire Securities
    Mclean, VA
Previous Registrations
Other Businesses

Humphreys County Election Commission: Poll Manager/Clerk. 09/03/2024; Election Day & approx. 3-hour training before elections. Setting up election equipment inside a designated polling location; qualifying voters through use of photo ID and poll lists; providing instructions and directions to assist voters; assisting voters (where needed) during the voting process by explaining equipment usage; closing the polling location at the end of the voting period. Compensation: Via check, maximum of $200 per election day.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-08-16
S66 Uniform Combined State Law Examination 2013-05-21
  • S63 Uniform Securities Agent State Law Examination
    2024-08-16
  • S66 Uniform Combined State Law Examination
    2013-05-21
Other Names
  • Hallie Swayze Crook
  • Hallie Swayze Day Crook
  • Hallie Swayze Marshall
  • Hallieswayze Marshall

View on SEC IAPD

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