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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-15 |
| TX | RA | APPROVED | 2020-02-25 |
| CO | RA | APPROVED | 2020-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwood Village | CO | 07/2013 | Present |
I*115557 For profit or not for profit: For-Profit Organization Name of outside business organization: ACT Investment related: N Address of business: Aurora, Colorado 80011 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 7/16/2033 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I will be a proctor for ACT testing.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-24 |
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