Kerry A Farr

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwood Village, CO

Other Businesses

I*115557 For profit or not for profit: For-Profit Organization Name of outside business organization: ACT Investment related: N Address of business: Aurora, Colorado 80011 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 7/16/2033 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I will be a proctor for ACT testing.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-02-18
• S63 Uniform Securities Agent State Law Examination
  2019-08-24

Other Names

• Kerry Ann Farr