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Christopher R Mcmunigle

Raymond James Financial Services Advisors, Inc

Erie, PA

CRD 5842173

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-11-05
  • PA RA
    APPROVED
    Since 2014-11-05

Branch Locations

3939 West Ridge Road Suite A-103, Erie, PA 16506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Erie PA 11/2014 Present
Raymond James Financial Services Advisors Inc. Erie PA 11/2014 Present
Flagship Investment Group Erie PA 12/2014 Present
Previous Registrations
Other Businesses

(1)Name of Business: Flagship Investment Group Address: 3939 W Ridge Rd Ste A103, Erie, PA, 16506, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I provide investment management and financial planning to individual clients, families and businesses. (2)Name of Business: Flagship Investment Group Address: 3939 W Ridge Rd Ste A103, Erie, PA, 16506, United States Activity Type: Third Party Administrator Position/Title: Agent Investment Related: Yes Start Date: 12/09/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I provide education to 401(k) participants and plan sponsors, conduct enrollment meetings, and discuss loan and distribution options.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-15
  • S66 Uniform Combined State Law Examination
    2010-11-15
Designations
  • Certified Financial Planner
Other Names
  • Christopher Mcmunigle

View on SEC IAPD

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