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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-05-11 |
Branch Locations
150 N College St, Charlotte, NC 28255 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 06/2007 | Present |
I*541244, Entity Type: Entity For Profit, Name of OBA: Bare Scentials LLC, Address: Charlotte, North Carolina 28213, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 10/06/2021, No Hours: 5, No Hours during trading: 1, Duties: Candle/craft business in which items will be for sale. Will receive profits from sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-20 |
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