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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-01-22
TX RA APPROVED_RES 2020-05-12
  • AZ RA
    APPROVED
    Since 2021-01-22
  • TX RA
    APPROVED_RES
    Since 2020-05-12

Branch Locations

Flagstaff, AZ • United States

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Scottsdale AZ 05/2015 Present
Morgan Stanley Private Bank, National Association New York NY 06/2015 Present
  • 05/2015 → Present
    Scottsdale, AZ
  • 06/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

*260626 - Paul & Mary Beth Groves; Investment related - Yes; Scottsdale, AZ; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent; During business hours: 0; After business hours: 1; Management of the properties. *318480 - 12735 N 89th Place, LLC; Investment related - Yes; Scottsdale, AZ; Residential real estate rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); April, 2017; During business hours: 0; After business hours: 0; Owner * 330432 - TB Groves, LLC; Investment related - Yes; Investment in real estate; Majority owner (proprietor, partner, officer, director, employee, trustee, agent); Oct, 2017; During business hours: 0; After business hours: 0; Limited Partner * 371812 - Family Trust; Investment related; Trust; Trustee (proprietor, partner, officer, director, employee, trustee, agent); Jun 2005; During business hours: 0; After business hours: 0 *465981 - Bob & Marilyn Smith Scholaship; Investment related - No; Wray, CO; Charitable; Advisory Board, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); Dec, 2021; During business hours: 0; After business hours: 1; Fundraising, Administrative, Accounting/Bookkeeping

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-19
S63 Uniform Securities Agent State Law Examination 2006-05-22
  • S66 Uniform Combined State Law Examination
    2021-01-19
  • S63 Uniform Securities Agent State Law Examination
    2006-05-22

View on SEC IAPD

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