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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-01-22 |
| TX | RA | APPROVED_RES | 2020-05-12 |
Branch Locations
14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Scottsdale | AZ | 05/2015 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 06/2015 | Present |
*260626 - Paul & Mary Beth Groves; Investment related - Yes; Scottsdale, AZ; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent; During business hours: 0; After business hours: 1; Management of the properties. *318480 - 12735 N 89th Place, LLC; Investment related - Yes; Scottsdale, AZ; Residential real estate rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); April, 2017; During business hours: 0; After business hours: 0; Owner * 330432 - TB Groves, LLC; Investment related - Yes; Investment in real estate; Majority owner (proprietor, partner, officer, director, employee, trustee, agent); Oct, 2017; During business hours: 0; After business hours: 0; Limited Partner * 371812 - Family Trust; Investment related; Trust; Trustee (proprietor, partner, officer, director, employee, trustee, agent); Jun 2005; During business hours: 0; After business hours: 0 *465981 - Bob & Marilyn Smith Scholaship; Investment related - No; Wray, CO; Charitable; Advisory Board, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); Dec, 2021; During business hours: 0; After business hours: 1; Fundraising, Administrative, Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-22 |
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