Dax K Westlund

5910 North Central Expressway Suite 1450, Dallas, TX 75206 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2026-03-30

Branch Locations

West Bountiful, UT • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Salt Lake City	UT	01/2015	11/2016
Wells Fargo Clearing Services, Llc	Salt Lake City	UT	11/2016	02/2018
Edward Jones	Saint Louis	MO	04/2018	10/2018
Amazon	Salt Lake City	UT	11/2018	03/2019
Fidelity Brokerage Services Llc	Salt Lake City	UT	03/2019	11/2020
Aerotek Inc	Hanover	MD	12/2020	07/2021
Wells Fargo Clearing Services	Salt Lake City	UT	04/2021	07/2021
Gwfs Equities, Inc	Greenwood Village	CO	11/2021	08/2022
Unemployment	West Bountiful	UT	08/2021	10/2021
Advised Assets Groups, Llc	Greenwood Village	CO	11/2021	08/2022
E*Trade Securities Llc	Sandy	UT	09/2022	Present
E*Trade Capital Management Llc	Sandy	UT	09/2022	Present
Morgan Stanley	Sandy	UT	01/2023	Present
Morgan Stanley	Sandy	UT	09/2023	Present

2023-05-16 → 2025-06-04

Morgan Stanley

Sandy, UT
2022-09-16 → 2023-09-05

Harrisdirect Llc

Sandy, UT

Arlington, VA
2022-01-06 → 2022-08-25

Empower Advisory Group, Llc

Greenwood Village, CO

West Bountiful, UT
2021-06-14 → 2021-12-23

Wells Fargo Clearing Services, Llc

Salt Lake City, UT

St. Louis, MO
2019-07-17 → 2020-11-30

Fidelity Personal And Workplace Advisors

Salt Lake City, UT
2018-04-16 → 2018-10-25

Edward Jones

Centerville, UT

West Bountiful, UT

St Louis, MO
2015-01-15 → 2018-02-21

Wells Fargo Clearing Services, Llc

Salt Lake City, UT
2013-01-15 → 2015-01-27

Morgan Stanley

South Jordan, UT
2011-07-12 → 2012-12-14

Harrisdirect Llc

Arlington, VA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-07
S63	Uniform Securities Agent State Law Examination	2006-02-27

Other Firms