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Hermosa Beach, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-02-16 |
| TX | RA | APPROVED_RES | 2019-02-25 |
| CA | RA | APPROVED | 2014-10-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New Wave Financial Services, Llc | Los Angeles | CA | 09/2014 | Present |
Name: Greg Meyer, CPA. Investment-Related: No. Address: 1605 Steinhart Avenue, Redondo Beach, CA 90278. Nature: Accounting. Position: Accounting. Start Date: 04/2014. Approximate Hours/Month: 40. Approximate Hours During Securities Trading: 40. Duties: Provide accounting and tax services. Name: Retire Sound, Inc. Investment-Related: Yes. Address: 130 W. 15th St., 11H, New York, NY 10011. Nature: Fin-Tech Provider. Position: Consultant. Start Date: 04/2021. Approximate Hours/Month: 15. Approximate Hours During Securities Trading: 0. Duties: Provide expertise on personal finance and wealth management; product development, including tool, calculator and financial model development; business development, strategy, and business ideation; create content; lead workshops and webinars; assist with recruiting and onboarding of financial advisors; other services as requested.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-12-15 |
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