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Glenn William Galloway

LPl Financial LLC

Woburn, MA

Keene, NH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-06-09
NH RA APPROVED 2020-05-13
  • MA RA
    APPROVED
    Since 2020-06-09
  • NH RA
    APPROVED
    Since 2020-05-13

Branch Locations

100-M Tower Office Park, Woburn, MA 01801 • United States

17 Wilder Street, Keene, NH 03431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hogancamp Pc Keene NH 09/2009 Present
Lincoln Financial Advisors Corporation Keene NH 09/2016 05/2020
Lpl Financial Llc Keene NH 05/2020 Present
  • 09/2009 → Present
    Hogancamp Pc
    Keene, NH
  • 09/2016 → 05/2020
    Lincoln Financial Advisors Corporation
    Keene, NH
  • 05/2020 → Present
    Lpl Financial Llc
    Keene, NH
Previous Registrations
  • 2016-09-07 → 2020-05-12
    Osaic Fa, Inc.
    Keene, NH
    Hartford, CT
    Boston, MA
  • 2015-01-02 → 2016-08-05
    Msi Financial Services, Inc.
    Keene, NH
  • 2012-11-01 → 2015-01-02
    New England Securities
    Keene, NH
    Boston, MA
  • 2010-11-11 → 2012-11-15
    1St Global Advisors Inc
    Keene, NH
Other Businesses

1) Hogancamp PC - CPA Affiliate - inv rel - at reported business location(s) - start: 09/2009 - 350 hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-10
  • S66 Uniform Combined State Law Examination
    2010-11-10
Other Names
  • Glenn Galloway

View on SEC IAPD

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