Best Investors
Account
Sign in
Best Investors
Account
Sign in
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-10-03 |
Branch Locations
2137 Embassy Drive, Suite 117, Lancaster, PA 17603 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | York | PA | 09/2010 | 02/2018 |
| Td Ameritrade, Inc. | York | PA | 02/2018 | 09/2019 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 09/2019 |
| Lpl Financial Llc | Lancaster | PA | 10/2019 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 10/2019 | Present |
1. 10/1/2019 - SAGE FINANCIAL LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 11/5/2019 - PRIVATE ADVISOR GROUP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/20/2019 - 80 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/5/2019 - Private Advisor Group - DBA: (hybrid) SAGE FINANCIAL LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/20/2019 - 80 Hours Per Month - I provide investment advisory services through Private Advisor Group LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-21 |
Reach out to this advisor