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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-07-14 |
Branch Locations
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc | Overland Park | KS | 11/2015 | 03/2017 |
| Waddell & Reed, Inc | Shawnee Mission | KS | 03/2017 | 06/2021 |
| Msec, Llc | Overland Park | KS | 06/2021 | Present |
| Mariner Wealth Advisors | Overland Park | KS | 06/2021 | Present |
MSEC, LLC, 5700 W. 112th ST., SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; ADVISOR TRANSITION SPECIALIST; START DATE 6/28/2021 ; 40 HRS/WK DURING SECURITIES TRADING HOURS. MARINER WEALTH ADVISORS, 5700 W. 112th ST., SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; ADVISOR TRANSITION SPECIALIST; START DATE 6/28/2021 ; 40 HRS/WK DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-26 |
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